Some recent studies have explored the existence of behavior in toddlers that is “altruistic” in an even stronger sense — like when they give up their time and energy to help a stranger accomplish a difficult task. The psychologists Felix Warneken and Michael Tomasello have put toddlers in situations in which an adult is struggling to get something done, like opening a cabinet door with his hands full or trying to get to an object out of reach. The toddlers tend to spontaneously help, even without any prompting, encouragement or reward.
Is any of the above behavior recognizable as moral conduct? Not obviously so. Moral ideas seem to involve much more than mere compassion. Morality, for instance, is closely related to notions of praise and blame: we want to reward what we see as good and punish what we see as bad. Morality is also closely connected to the ideal of impartiality — if it’s immoral for you to do something to me, then, all else being equal, it is immoral for me to do the same thing to you. In addition, moral principles are different from other types of rules or laws: they cannot, for instance, be overruled solely by virtue of authority. (Even a 4-year-old knows not only that unprovoked hitting is wrong but also that it would continue to be wrong even if a teacher said that it was O.K.) And we tend to associate morality with the possibility of free and rational choice; people choose to do good or evil. To hold someone responsible for an act means that we believe that he could have chosen to act otherwise.
Babies and toddlers might not know or exhibit any of these moral subtleties. Their sympathetic reactions and motivations — including their desire to alleviate the pain of others — may not be much different in kind from purely nonmoral reactions and motivations like growing hungry or wanting to void a full bladder. Even if that is true, though, it is hard to conceive of a moral system that didn’t have, as a starting point, these empathetic capacities. As David Hume argued, mere rationality can’t be the foundation of morality, since our most basic desires are neither rational nor irrational. “ ’Tis not contrary to reason,” he wrote, “to prefer the destruction of the whole world to the scratching of my finger.” To have a genuinely moral system, in other words, some things first have to matter, and what we see in babies is the development of mattering.
Moral-Baby Experiments
So what do babies really understand about morality? Our first experiments exploring this question were done in collaboration with a postdoctoral researcher named Valerie Kuhlmeier (who is now an associate professor of psychology at Queen’s University in Ontario). Building on previous work by the psychologists David and Ann Premack, we began by investigating what babies think about two particular kinds of action: helping and hindering.
Our experiments involved having children watch animated movies of geometrical characters with faces. In one, a red ball would try to go up a hill. On some attempts, a yellow square got behind the ball and gently nudged it upward; in others, a green triangle got in front of it and pushed it down. We were interested in babies’ expectations about the ball’s attitudes — what would the baby expect the ball to make of the character who helped it and the one who hindered it? To find out, we then showed the babies additional movies in which the ball either approached the square or the triangle. When the ball approached the triangle (the hinderer), both 9- and 12-month-olds looked longer than they did when the ball approached the square (the helper). This was consistent with the interpretation that the former action surprised them; they expected the ball to approach the helper. A later study, using somewhat different stimuli, replicated the finding with 10-month-olds, but found that 6-month-olds seem to have no expectations at all. (This effect is robust only when the animated characters have faces; when they are simple faceless figures, it is apparently harder for babies to interpret what they are seeing as a social interaction.)
This experiment was designed to explore babies’ expectations about social interactions, not their moral capacities per se. But if you look at the movies, it’s clear that, at least to adult eyes, there is some latent moral content to the situation: the triangle is kind of a jerk; the square is a sweetheart. So we set out to investigate whether babies make the same judgments about the characters that adults do. Forget about how babies expect the ball to act toward the other characters; what do babies themselves think about the square and the triangle? Do they prefer the good guy and dislike the bad guy?
Here we began our more focused investigations into baby morality. For these studies, parents took their babies to the Infant Cognition Center, which is within one of the Yale psychology buildings. (The center is just a couple of blocks away from where Stanley Milgram did his famous experiments on obedience in the early 1960s, tricking New Haven residents into believing that they had severely harmed or even killed strangers with electrical shocks.) The parents were told about what was going to happen and filled out consent forms, which described the study, the risks to the baby (minimal) and the benefits to the baby (minimal, though it is a nice-enough experience). Parents often asked, reasonably enough, if they would learn how their baby does, and the answer was no. This sort of study provides no clinical or educational feedback about individual babies; the findings make sense only when computed as a group.
For the experiment proper, a parent will carry his or her baby into a small testing room. A typical experiment takes about 15 minutes. Usually, the parent sits on a chair, with the baby on his or her lap, though for some studies, the baby is strapped into a high chair with the parent standing behind. At this point, some of the babies are either sleeping or too fussy to continue; there will then be a short break for the baby to wake up or calm down, but on average this kind of study ends up losing about a quarter of the subjects. Just as critics describe much of experimental psychology as the study of the American college undergraduate who wants to make some extra money or needs to fulfill an Intro Psych requirement, there’s some truth to the claim that this developmental work is a science of the interested and alert baby.
Next to The Moral Life of Babies (5)
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